Along with regular templates, oversight and guidance from our dedicated compliance team, TAP is committed to providing all advisers with a pathway to business success within this new regulatory environment.
The pathway to business success
At TAP, we believe in advisers growing independent businesses so we provide all the the tools and services you need to run your own FAP:
Audit Services
To run your own FAP you need confidence that your process and documentation is always audit ready. We can provide a full file review and feedback as often as you require.
Compliance Team
A dedicated team are always on hand to provide you with specialised compliance and regulatory advice and support.
Advice Templates
If you don’t have your own, or you just want to ensure yours are compliant, you have access to our full suite of advice templates, documents polices & processes.
Complaints Handling
A team of industry experts who provide assistance with challenging claims.
