Along with regular templates, oversight and guidance from our dedicated compliance team, TAP is committed to providing all advisers with a pathway to business success within this new regulatory environment.
Once you have your Full Licence you need confidence that your process and documentation is always audit ready. We provide cost effective file reviews and feedback as often as you require.
Our dedicated team is always on hand to provide you with specialised compliance and regulatory advice and support whenever you need it.
If you don’t have your own, or you just want to ensure yours are compliant, members have access to our full suite of advice templates, documents policies & processes.
Not only does the CRM track and document complaints, all TAP members also have access to a team of industry experts who provide assistance with challenging issues.