Good governance is good business.

Staying ahead of regulatory changes and maintaining impeccable compliance records is crucial for financial advisers. That's why TAP provides expert guidance to help you navigate the complex governance landscape, protecting your reputation and freeing you to focus on advising.

Expert guidance

Leverage TAP's best in industry knowledge and guidance, ensuring you're always up-to-date and compliant with the latest regulatory requirements.

Transparent reporting

Get clear, concise reporting and audit-ready records, ensuring seamless compliance so you can be stress-free during audits and reviews.

Proper oversight without the heavy burden of cost and time

Pass audits with confidence

Expert review of client files, with detailed feedback and recommendations to ensure your documentation is accurate.

Stay on top of compliance obligations

Stay ahead with TAP's annual reviews and quarterly reports, providing key metrics to monitor your FAP's performance and demonstrate oversight.

Access structured advice templates

Utilise TAP's full suite of insurance, mortgages and KiwiSaver advice templates, tailored to New Zealand's regulatory landscape, saving you time and ensuring best practice.

Get expert compliance support

Our team of compliance experts provide guidance and support when you need it, ensuring you stay compliant and up-to-date.

Manage complaints effectively

Not only does the CRM track and document complaints, our team with industry expertise can offer assistance with challenging issues.

Advising has never been easier

Discover through TAP’s Governance and Compliance solution, peace of mind in every decision you make for your advice business.

From "anxious" to "assured"

Stay ahead of regulatory changes with TAP's expert guidance, ensuring your business is always compliant and your reputation protected.

Free from uncertainty

Gain clarity on governance and compliance requirements, with transparent reporting and audit-ready records, giving you confidence in your advice business.

Focus on growth, not compliance

Leverage TAP's industry expertise to streamline governance and compliance tasks, freeing up time to advise, grow your business, and client relationships.

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Shak Lal, Halo Advisers

"I have great confidence in TAP for record keeping and compliance. From arrears management to follow-ups and email trails, everything is set up in the CRM. The admin team tracks and adds everything to the correct policies, and the compliance reports clearly reflect our work.”

120 Employees

15% Increase in sales

Dave Thomas, Accelerate

"There is no excuse for financial advisers not to have the right documentation".

Watch as Dave shares how using the online advice tools helps his team stay compliant and provides him with an overview of the entire process.

50 Employees

115% Increase in loans

Taj Singh, Expert Advice

"I trust the TAP compliance team really knows what they're doing. The team audits my files, identifies areas for improvement, and through ongoing audits, our advice quality is getting better. As a result, my business is better safeguarded now.”

150 Employees

Julia Vahry, Vahry Insurance

"I can finally sleep at night knowing that it's all taken care of."

Watch as Julia shares how joining TAP has lifted the heavy burden of record-keeping and compliance from her shoulders

150 Employees

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